JOB TITLE: Quality Standards & Risk Assessor


Industry : Commercial & Finance Job Location : Exeter
Job Reference : 6821CB Job Category : Financial Services
Employment Type : Permanent Posted : 13/07/2010
 
Salary & Benefits : £25000 per annum + pension
 
Experience Required : See Job Description
 
Education Required : See Job Description



Please note you must be permitted to work in the EC to apply for this job.

Job Summary

Bluefire Consulting are recruiting an experienced Quality Standards and Risk Assessor within the Finance Industry in Exeter.


Job Description

Bluefire Consulting are recruiting an experienced Quality Standards and Risk Assessor within the Finance Industry in Exeter.

Main Duties will be:
- to assess the accuracy, completeness and suitability of members' and FPCs' business, ensuring compliance with regulatory guidance and rules and adherence to our procedures
- to assess a spread of business submissions, the benchmark being to check , on average, 75 standard cases (based on a combination of full and level 2/3 cases) 10 pre-sales and 3 print approvals per week
- to record and log cases providing the member or FPC with a record detailing any pertinent comments and to chase outstanding information on a regular basis
- to continue to chase outstanding information and, if a full response is not received within the required timescale, to refer the matter on to the appropriate line manager
- to assess the suitability of cases where pre-sale approval is required, recording details of those cases on the appropriate database and providing a response to the members and FPCs, having regard at all times for the prescribed turnaround times for such cases
- to be responsible for maintaining accurate records relating to requests received from members and FPCs for the approval of promotional material and stationery and to assess and authorise such material only if they comply with regulatory rules
- to undertake any regulatory reviews, where required, by the Joint Chief Executive(s), Group Head of Risk or Regulatory Director(s)

The successful candidate must be experienced in Financial Services and be CF1 - CF7 qualified, SPC1 - SPC3 qualified or equivalent. Candidates must be able to demonstrate good communication skills, both verbal and written.


Job Keywords

financial; services; Exeter; quality; standards; risk



Bluefire Consulting is an equal opportunities Employment Business/Agency specialising in Financial Services recruitment on a UK wide basis.

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